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Business Activity Disclosure

As a Carte Wealth Management Inc. Representative, I am engaged in various business activities including being a registered Mutual Funds Salesperson, Licensed Life Insurance Advisor, a Sole-Proprietor, a Mortgage Broker and a Security Guard and represent separate companies for each purpose. As such, you may be dealing with more than one company depending on the products purchased, or services rendered. Remuneration also varies with the products purchased, or services rendered. I will be representing Carte Wealth Management Inc. for the sale of mutual fund products and will provide you with the name of the entity that I represent while conducting business as a Licensed Life Insurance Advisor, a Sole-proprietor, a Mortgage Broker and a Security Guard. The business activities relating to my position as a Licensed Life Insurance Agent, a Sole-Proprietor, a Mortgage Broker and a Security Guard are not the business of, or under the supervision of Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.

I, Shibashish (Siv) Sarkar, am a registered mutual fund salesperson represented by Carte Wealth Management Inc.

1. I am also a Licensed Life Insurance Agent under contract with Carte Risk Management Inc., an insurance managing general agency. Any activity relating to my occupation as a Licensed Life Insurance Agent is not the business of, or under the supervision of Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.

2. I am also a Mortgage Broker with MSI Money Solutions Inc. Any activity relating to my occupation as a Mortgage Broker is not the business of, or under the supervision of Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.

3. I am also a Sole-Proprietor of Sarkar Financial Consulting, a sole-proprietorship that does not currently have any business activities. Any activity relating to my occupation as a Sole-Proprietor is not the business of, or under the supervision of Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.


4. I am also a Security Guard employed with Security Management Services and Securitas Canada Inc, whereby, I provide security services. Any activity relating to my occupation as a Security Guard is not the business of, or under the supervision of Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.

I, Shibashish (Siv) Sarkar, wish this distinction to be clear, and if you are not sure of the difference, let us discuss it, or I can suggest sources from which you can obtain the necessary explanation. Our self-regulatory organization, The Mutual Fund Dealers Association of Canada (“MFDA”), has rules which state that the distinction between these business activities must be clear and that you understand the difference for the purposes of this transaction.